This "Plain English" Form ADV Part 2 Template was developed from the stringent SEC Form ADV  Part 2 - Final Rule that SEC-registered investment advisers and state-registered investment advisors must implement by March 31, 2011.

The Narrative Form ADV Template provides the structure, format and Table of Contents that the SEC and state regulators now require. The Template includes all of the required items:

• Cover Page
• Material Changes
• Table of Contents
• Advisory Business
• Fees and Compensation
• Performance-Based Fees
• Types of Clients
• Methods of Analysis, Investment Strategies and Risk of Loss
• Disciplinary Information
• Other Financial Industry Activities and Affiliations
• Code of Ethics, Participation or Interest in Client Transactions and Personal Trading
• Brokerage Practices
• Review of Accounts
• Client Referrals and Other Compensation
• Custody
• Investment Discretion
• Voting Client Securities
• Financial information
• State-registered adviser requirements
• Brochure Supplement (Part 2B)
  (the Brochure Supplement contains advisor biographies)

The Narrative ADV Template is a Microsoft Word document that will facilitate transferring your existing Form ADV Part II information into the new Narrative Form ADV Part 2 format. The required Table of Contents is created by pushing one button!

The Brochure Supplement is provided as both an integral component of Part 2A, to simplify Form ADV Part 2 distribution, as well as a separate (standalone) Part 2B document if you want to distribute your firm biographies as a separate document from Part 2A.

You must have Microsoft Word to customize the Form ADV Part 2 to your firm and be able to create a searchable PDF file of the result to upload to the regulatory site.

The price of the Narrative Form ADV Part 2 Template is $99.00.

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