A. Company

A-01    Company Organization

A-02    Code of Ethics  (Revised)

A-03    Company History & Tax Returns

A-04    Internal Procedures Overview

B. Marketing

B-01   Prospecting Letters

B-02   Advertisements  (Revised)

B-03   Newsletters

C. Clients

C-01   Communications

C-02   Advisory Contracts

C-03   Client Lists

D. Investments

D-01   Discretionary Accounts and Powers of Attorney

D-02   Investment Recommendations

D-03   Trading  (Revised)

D-04   Performance Reporting to Clients

D-05   Personal Securities Transactions

D-06   Insider Trading Policy

D-07   Custody  (Revised)

E. Accounting

E-01   Cash Receipts & Billing

E-02   Accounts Payable

E-03   Bank Statements

E-04   Accounting Reports

F. Regulatory

F-01    Form ADV Part 1  (Revised)

F-02    Form ADV Part 2  (Revised)

F-03    Regulatory Registrations

F-04    Surety Bonds

F-05    Complaint & Litigation Files

F-06    Regulatory Inspections

F-07    Compliance Review  (Revised)

G. Policies & Procedures

G-01   Telephone Act

G-02   Internet Policy

G-03   E-Mail Policy

G-04   Privacy Policy

G-05   Money Laundering

G-06   Best Execution  (Revised)

G-07   Soft Dollars  (Revised)

G-08   Proxy Voting  (Revised)