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Compliance Manual 6.0 Overview
  
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The ProTracker Compliance Manual is designed for independent financial advisory firms, both SEC- and state-registered, to simplify the implementation of compliance rules and regulations.

Version 6 includes a completely-revised custody section, a new proxy voting policy and a new social media policy section. The social media policy includes a PowerPoint training document to help train employees on the vagaries of social media use. In addition, Version 6 contains minor revisions to ten other sections that were affected by the Dodd-Frank Act enacted in 2010.

Easy to implement, the Compliance Manual comprises forty-one sections that are separate Microsoft Word documents. Each section may be tailored to your own firm's procedures.

Updates to the Compliance Manual are provided at no cost for one year from the date of your purchase.

View the Version 6.0 changes.

The price of the Compliance Manual is $249.00.